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Portfolio Compliance Analyst , SS&C

  • Job reference DST/TP/17446/11515
  • Job type Full Time
  • Sector Compliance And Regulatory
  • Location London

The SS&C Compliance team is a newly launched division within the greater SS&C GlobeOp organisation. The Compliance Team specialises in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.

Main Responsibilities

  • Review fund documents (indenture/IMAs), model and maintain fund specific portfolio compliance tests within SS&C proprietary compliance analytics model
  • Provide monitoring, oversight and client specific reporting on investment guideline and compliance results across both SMA and CLO funds.
  • Shadow CLO trustees on Trustee monthly report recon and review process on behalf of client
  • Model and calculate CLO waterfalls, shadow Trustee on waterfall review process
  • Run and validate pre-trade/hypo reports and results upon request for new trades across funds
  • Perform ad hoc reporting and analysis upon request, and when needed
  • Assist in new issue CLO warehousing, closing and effective date processes, as needed.
  • Liaise across interdepartmental teams on projects and deliverables related to the continued build out of Compliance team servicing platform.

Ideal Candidate

  • Bachelors degree in business/finance or related discipline
  • Relevant CLO experience with indentures, compliance test modeling, waterfall modeling. Familiarity with full CLO lifecycle from warehouse to redemption, a plus
  • Some experience preferred in fund administration and reporting for SMA/ERISA/40ACT funds
  • Experience with syndicated leveraged loan asset class
  • Excellent attention to detail
  • Excellent written and verbal communication skills - this is critical as this position will interface directly with client and outside parties on a day to day basis.
  • Solid MS Excel skills - solid intermediate level grasp of excel functions (vlookup, pivot tables, etc) and formulas.
  • Ideal candidate from a peer firm, trustee shop, Big 4 Accounting firm or CLO manager
NANorth America
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EMEAEurope, The Middle East & Africa
APACAsia-Pacific

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